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    SEBI (LODR) Regulation 2015

    Posted By : Ruchi / Published on : 05-Sep-2022 05:31 AM / View : 243 / Comment : 1

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    Dear Members,

    Regulation 9 ,requires a listed entity to frame a policy for preservation of documents approved by its board of directors, classifying them into the documents that can be preserved permanently or can be preserved for a period of not less than eight years after completion of the relevant transactions. What types of documents are covered under this regulation??
    Read more on : regulation lodr sebi

    • Hi Ruchi!

      The documents preserved in terms of Regulation 9 include documents required to be preserved by a listed entity in terms of securities laws defined under Regulation 2(1)(zf) and other laws and statutes applicable to such listed entity.

      Regulation 2(1)(zf) of EBI (Listing Obligations and Disclosure Requirements), Regulations, 2015 defines that "securities laws" means the Act, the Securities Contracts (Regulation) Act, 1956, the Depositories Act, 1996, and the provisions of the Companies Act, 1956 and Companies Act, 2013, and the rules, regulations, circulars or guidelines made thereunder.

      Hope it helps!


      06-09-2022 / 05:48:30 AM
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