SECURITIES AND COMMODITY TRADING RELATED
Posted By :
Anand /
Published on :
05-Sep-2017 05:49 PM /
View :
670 /
Comment :
1
Queries are as follows;
1. A client want to carry on the Business of Commodity Trading, so do he required to take prior consent of SEBI?
2. He don't want to get into legalities and compliance's prescribed by SEBI, then is there any alternative option available to him?
3. If he want to take franchise of Security trading, then is there any issues?
Kindly advise!!
Thank You-Team Compliance Calander & Gaurav Sir!!
Regards;
CS. Anand Jain.
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AS per your Query, we would like to give practical resolution:
In all cases cited above you have to take SEBI approval but if Company will involve for "consultancy or advisory" in Commodity Trading then can waive off from Legalities of SEBI for liscence.
Team Compliance Calendar LLP