Hello all,
What is the mandatory requirement specified by SEBI for “Alignment of interest of Designated Employees of asset management companies with the Unit holders of the mutual fund schemes”?
Hello All,
What are the guiding points to devise an internal SOP for capturing information in the SDD in case of a listed entity or intermediaries?
trading
insider
database
digital
structured
Dear members, whelther Nominee directors sharing information to their bank or financial institution for legitimate purpose, will it be covered as communication of UPSI?
Click here to view / answer Share it onregulations
trading
insider
prohibition
sebi
Does the requirement of maintenance of structured digital database apply on Listed Companies only?
Click here to view / answer Share it onregulations
trading
insider
prohibition
Whether the requirement of compliance with the Code of Conduct would be applicable on trading done by a Portfolio Manager on behalf of a Designated Person?
Click here to view / answer Share it ontrading
insider
prohibition
If the independent director is appointed in a listed company do we need to submit any information pertaining to insider trading ? Thanks
Click here to view / answer Share it ontrading
insider
pertaining
information
