How can a company ensure compliance with environmental regulations and sustainability standards?
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Are Relief/Savings Bonds also Government securities? Does the G S Act and the G S Regulations apply to them as well?
Dear All,
What are the regulations applicable on non-deposit accepting NBFCs with asset size of less than ? 500 crore?
Hello Professional
What are the key laws and regulations on employment in your jurisdiction that companies should be aware of? Are there any aspects of employment law that are heavily regulated?
Dear All,
What are the regulations applicable on non-deposit accepting NBFCs with asset size of less than ? 500 crore?
Dear Friends,
What are the various prudential regulations applicable to NBFCs?
Can anyone guide me to understand how the deposit regulations u/s 73 to 76 of Companies Act apply to NBFC.
Click here to view / answer Share it onSS-1 is applicable to meetings of the committees only if: -
All the members of the said committee are directors and the committee has been constituted by the Board whether statutorily or otherwise.
Reg 21 of SEBI LODR says that the majority of members of Risk Management Committee shall consist of members of the board of directors and the Chairperson of the Risk management committee shall be a member of the board of directors and senior executives of the listed entity may be members of the committee.
SEBI LODR allows senior executives of the listed entity may be members of the committee but in this case SS-1 is not applicable on Risk Management committee constituted under Listing Regulations. Any other views/comment ?
Dear Members!
Whether a person acting in multiple capacities such as insurance agent, pension advisor, mutual fund distributor, etc. is exempted from obtaining registration under SEBI (IA Regulations), 2013 ?
Dear Members!
Whether contractual employees are eligible to receive benefits under Share Based Employee Benefits schemes under SEBI (Share Based Employee Benefits and Sweat Equity) Regulations, 2021?
Dear members, whelther Nominee directors sharing information to their bank or financial institution for legitimate purpose, will it be covered as communication of UPSI?
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If the promoter of the company has purchased 504 shares of the company from the open market on 29.01.2021 without making a disclosure to the company and also during the period when the trading window was closed for the insiders, what penalties could be imposed?
Also is there a way to correct the mistake or to file the disclosure now?
Please advise.