Hello everyone,
I'm curious to know if there are any quarterly investor reporting requirements for a CAT 3 AIF as per AIF regulations. Could someone please provide guidance on this matter?
Thank you.
regulations
requirements
reporting
investor
quarterly
I have incorporated a private limited company that has not complied with ESI and PF regulations and has not engaged in any business activities. Now, the client wishes to close the company. Please guide on the necessary compliance steps and procedures for closure.
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complied
company
limited
private
I have incorporated a private limited company that has not complied with ESI and PF regulations and has not engaged in any business activities. Now, the client wishes to close the company. Please guide on the necessary compliance steps and procedures for closure.
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complied
company
limited
private
How can a company ensure compliance with environmental regulations and sustainability standards?
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sustainability
regulations
environmental
Hello Professionals
Are Relief/Savings Bonds also Government securities? Does the G S Act and the G S Regulations apply to them as well?
regulations
apply
them
well
does
securities
bonds
also
government
reliefsavings
Dear All,
What are the regulations applicable on non-deposit accepting NBFCs with asset size of less than ? 500 crore?
nbfcs
accepting
deposit
regulations
Hello Professional
What are the key laws and regulations on employment in your jurisdiction that companies should be aware of? Are there any aspects of employment law that are heavily regulated?
employment
regulations
Dear All,
What are the regulations applicable on non-deposit accepting NBFCs with asset size of less than ? 500 crore?
regulations
nbfcs
Dear Friends,
What are the various prudential regulations applicable to NBFCs?
nbfc
regulations
prudential
Can anyone guide me to understand how the deposit regulations u/s 73 to 76 of Companies Act apply to NBFC.
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companies
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deposit
SS-1 is applicable to meetings of the committees only if: -
All the members of the said committee are directors and the committee has been constituted by the Board whether statutorily or otherwise.
Reg 21 of SEBI LODR says that the majority of members of Risk Management Committee shall consist of members of the board of directors and the Chairperson of the Risk management committee shall be a member of the board of directors and senior executives of the listed entity may be members of the committee.
SEBI LODR allows senior executives of the listed entity may be members of the committee but in this case SS-1 is not applicable on Risk Management committee constituted under Listing Regulations. Any other views/comment ?
listing
regulations
under
constituted
management
committee
risk
Dear Members!
Whether a person acting in multiple capacities such as insurance agent, pension advisor, mutual fund distributor, etc. is exempted from obtaining registration under SEBI (IA Regulations), 2013 ?
regulations
under
registration
obtaining
exemption
